UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
|
| |||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| ||
(Address of principal executive offices) | (Zip Code) |
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
| Trading Symbol(s) |
| Name of each exchange on which registered |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
The Company held its 2025 Annual Meeting of Stockholders on Thursday, April 24, 2025, to vote on three proposals. The following matters as set forth in the Proxy Statement were voted upon with the results indicated below.
1. | Election of ten (10) directors. |
The following ten nominees were elected to serve as directors of the Company, with the following votes tabulated:
Director | For | Withhold | Broker Non-Vote |
Grant H. Beard | 34,806,110 | 346,846 | 1,356,415 |
Frederick A. Ball | 33,424,244 | 1,728,712 | 1,356,415 |
Anne T. DelSanto | 34,356,346 | 796,610 | 1,356,415 |
Tina M. Donikowski | 33,502,396 | 1,650,560 | 1,356,415 |
Ronald C. Foster | 34,808,251 | 344,705 | 1,356,415 |
Stephen D. Kelley | 34,801,964 | 350,992 | 1,356,415 |
Lanesha T. Minnix | 34,426,846 | 726,110 | 1,356,415 |
David W. Reed | 34,874,103 | 278,853 | 1,356,415 |
John A. Roush | 33,338,720 | 1,814,236 | 1,356,415 |
Brian M. Shirley | 34,903,284 | 249,672 | 1,356,415 |
Each director has been elected to serve until the 2026 Annual Meeting of Stockholders, or until his or her successor has been elected and qualified or until such director’s earlier resignation or removal.
2. | Ratification of the appointment of Ernst & Young LLP as Advanced Energy’s independent registered public accounting firm for 2025. |
The appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2025 was ratified, with the following votes tabulated:
For | Against | Abstain | Broker Non-Vote |
36,474,930 | 30,827 | 3,614 | — |
3. | Advisory approval on the compensation of Advanced Energy’s named executive officers. |
The advisory approval of the compensation of the Company’s named executive officers as disclosed in the Proxy Statement was approved, with the following votes tabulated:
For | Against | Abstain | Broker Non-Vote |
30,220,971 | 4,920,913 | 11,072 | 1,356,415 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ADVANCED ENERGY INDUSTRIES, INC. | |
/s/ Elizabeth K. Vonne | |
Date: April 25, 2025 | Elizabeth K. Vonne |
Executive Vice President, General Counsel & Corporate Secretary | |