UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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FORM
CURRENT REPORT
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 22, 2026, Gloria E. Gebbia, resigned from Siebert Financial Corp.’s (the “Company”) Board of Directors (the “Board”) to focus on public relations and philanthropic endeavors. Ms. Gebbia’s resignation from the Board was not due to any disagreement with the Company, and the Company extends its gratitude and appreciation to Ms. Gebbia for her contributions to the Company.
On September 22, 2026, the Board of Directors appointed John M. Gebbia to fill the vacancy resulting from Ms. Gebbia’s resignation.
Mr. John M. Gebbia has served as Co-Chief Executive Officer of Muriel Siebert & Co., LLC, a subsidiary of the Company, and has been active in the brokerage industry in various capacities since 1990. Mr. John M. Gebbia’s compensation for service on the Board will be consistent with the Company’s other employee directors as disclosed in the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2025, filed with the Securities and Exchange Commission on March 30, 2026 (the “Form 10-K”). Any related party transactions between Mr. John M. Gebbia and the Company are disclosed in the Form 10-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits. The following exhibit is furnished with this Form 8-K.
| Ex. No | Description of Exhibits | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Dated: September 25, 2026 | SIEBERT FINANCIAL CORP. | |
| By | /s/ Andrew H. Reich | |
| Andrew H. Reich | ||
| Executive Vice President, Chief Operating Officer, Chief Financial Officer, Secretary and Director (Principal executive, financial and accounting officer) | ||
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