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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): June 2, 2026
 
NEXPOINT REAL ESTATE FINANCE, INC.
(Exact Name Of Registrant As Specified In Charter)
 
Maryland
001-39210
84-2178264
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
300 Crescent Court, Suite 700
Dallas, Texas 75201
(Address of Principal Executive Offices) (Zip Code)
 
Registrant’s telephone number, including area code: (214) 276-6300
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 
 
Securities registered pursuant to Section 12(b) of the Exchange Act:
 
Title of each class
 
Trading
Symbol(s)
 
Name of each exchange
on which registered
Common Stock, par value $0.01 per share
 
NREF
 
New York Stock Exchange; NYSE Texas
8.50% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share
 
NREF-PRA
 
New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
 
Item 5.07. Submission of Matters to a Vote of Security Holders.
 
On June 2, 2026, NexPoint Real Estate Finance, Inc. (the “Company”) held its Annual Meeting of Stockholders. All matters submitted for approval by the Company’s stockholders, as described in the Company’s proxy statement on Schedule 14A filed with the Securities and Exchange Commission (the “SEC”) on April 20, 2026, were approved. The number of shares of common stock entitled to vote at the Company’s 2026 Annual Meeting of Stockholders was 18,686,983, representing the number of shares outstanding as of March 27, 2026, the record date for the annual meeting.
 
The results of each matter voted on were as follows:
 
1.
 Election of directors. The following directors were elected for terms expiring at the 2027 annual meeting of stockholders:
 
 
Votes For
Votes Withheld
Broker Non-Votes
James Dondero
13,028,425
86,092
3,286,595
Brian Mitts
13,050,324
64,193
3,286,595
Edward Constantino
13,025,305
89,212
3,286,595
Scott Kavanaugh
12,941,922
172,595
3,286,595
Arthur Laffer
13,024,016
90,501
3,286,595
Carol Swain
13,038,285
76,232
3,286,595
Catherine Wood
12,424,981
686,536
3,286,595
 
2.
 Approval, on an advisory basis, of the compensation of the Companys named executive officers. The compensation of the Company’s named executive officers was approved.
 
Votes For
Votes Against
Abstentions
Broker Non-Votes
12,888,429
175,011
51,077
3,286,595
 
3.
 Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of the Companys named executive officers. The frequency of every “one year” was approved.
 
1 Year
2 Years
3 Years
Abstentions
Broker Non-Votes
12,869,461
46,419
129,389
69,248
3,286,595
 
Consistent with the stockholder vote, the Company’s board of directors determined that the Company will hold future advisory votes on the compensation of the Company’s named executive officers on an annual basis until the next stockholder vote on the frequency of future advisory votes on the compensation of the Company’s named executive officers.
 
4.
 Approval, in accordance with Section 312.03 of the New York Stock Exchange Listed Company Manual, of the issuance of shares of common stock generally and to related parties, in each case, upon the redemption of any and all of the shares of 8.00% Series C Cumulative Redeemable Preferred Stock, par value $0.01 per share (the Series C Preferred Stock) of the Company purchased by investors in a registered continuous offering. The issuance of common stock upon the redemption of Series C Preferred Stock has been approved.
 
Votes For
Votes Against
Abstentions
Broker Non-Votes
12,858,583
211,724
44,210
3,286,595
 
5.
 Ratification of the appointment of KPMG LLP as the Companys independent registered public accounting firm for 2026. The appointment was ratified.
 
Votes For
Votes Against
Abstentions
Broker Non-Votes
16,347,949
53,163
8,210
0
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
NEXPOINT REAL ESTATE FINANCE, INC.
   
By:
/s/ Paul Richards
 
Name: Paul Richards
Title: Chief Financial Officer, Executive VP-Finance, Assistant Secretary and Treasurer
 
Date: June 2, 2026