UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of earliest event reported:
(Exact Name of Registrant as Specified in its Charter)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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(Address of Principal Executive Offices) |
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(Zip Code) |
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(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
Securities registered pursuant to Section 12(b) of the Act: None
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Trading Symbol(s) |
Name of each exchange on which registered |
None |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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ITEM 5.07 Submission of Matter to a Vote of Security Holders.
On May 14, 2024, River Financial Corporation (the “Company”) held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”). Summarized below is a description of the matters voted on at the Annual Meeting and the final results of such voting.
Proposal - Election of Directors
The stockholders elected each of the director nominees to serve as directors until the Company’s 2024 annual meeting of stockholders and until their successors have been elected and qualified. Each of the director nominees was a current director of the Company who was re-elected. The voting for each of the directors at the Annual Meeting was as follows:
Name |
Votes For |
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Votes Against |
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Withhold Authority |
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Larry Puckett |
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3,987,710 |
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250 |
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Gerald R. Smith, Jr. |
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3,987,710 |
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250 |
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John A. Freeman |
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3,974,853 |
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250 |
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12,857 |
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W. Murray Neighbors |
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3,986,710 |
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250 |
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1,000 |
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Vernon B. Taylor |
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3,986,710 |
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250 |
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1,000 |
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James M. Stubbs |
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3,987,710 |
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250 |
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Charles R. Moore, III |
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3,974,853 |
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250 |
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12,857 |
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Brian McLeod |
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3,974,853 |
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250 |
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12,857 |
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Charles E. Herron, Jr |
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3,986,710 |
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250 |
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1,000 |
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ITEM 9.01 Financial Statements and Exhibits.
(d) Exhibits
104 |
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Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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RIVER FINANCIAL CORPORATION |
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Date: May 16, 2024 |
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By: |
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/s/ James M. Stubbs |
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James M. Stubbs |
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Chief Executive Officer |
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