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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K/A

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 25, 2021

 

 

 

Sunnyside Bancorp, Inc.

(Exact name of registrant as specified in its charter)

 

Maryland   000-55005   46-3001280

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File No.)

 

(I.R.S. Employer

Identification No.)

 

56 Main Street, Irvington, New York   10533
(Address of Principal Executive Offices)   (Zip Code)

 

(914) 591-8000
(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
None        

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

 

Explanatory Note:

 

This Amendment No.1 to the Form 8-K is being filed solely to amend the cover page. Other than the amended cover page, no information in the Form 8-K has been changed from the initial filing.

 

Item 5.07Submission of Matters to a Vote of Security Holders

 

The Annual Meeting of Stockholders was held on August 25, 2021. The matters listed below were submitted to a vote of the stockholders through the solicitation of proxies, and the proposals are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on July 26, 2021. The final results of the stockholder vote are as follows:

 

Proposal 1 – Election of Directors

 

The shareholders elected each director nominated to serve for a term of three years as follows:

 

  For   Withheld   Broker-Non Votes
           
William Boeckelman 387,105   3,959   243,913
           
Desmond Lyons 384,369   3,909   243,913

 

Proposal 2 – Ratification of Appointment of Independent Registered Public Accounting Firm

 

The shareholders approved the ratification of the appointment of Fontanella Associates LLC, as the Company’s independent registered public accounting firm for the year ending December 31, 2021 as follows:

 

For   Against   Abstain
         
630,059   15,439   13,027

 

Proposal 3 – A non-binding proposal to give advisory approval regarding the compensation of the Company’s named executive officers

 

The shareholders approved the resolution regarding the compensation of the Company’s named executive officers as disclosed in the proxy statement as follows:

 

For   Against   Abstain   Broker-Non Votes
             
364,420   30,585   19,607   243,913

 

Item 9.01.Financial Statements and Exhibits

 

Exhibit No.   Description
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  Sunnyside Bancorp, Inc.
   
Dated: August 30, 2021 By: /s/ Timothy D. Sullivan
    Timothy D. Sullivan
    President and Chief Executive Officer

 

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