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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 13, 2025

 

 

PRUDENTIAL FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

New Jersey   001-16707   22-3703799

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

751 Broad Street

Newark, NJ 07102

(Address of principal executive offices and zip code)

(973) 802-6000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:

 

Title of Each Class

 

Trading
Symbol(s)

 

Name of Each Exchange

on Which Registered

Common Stock, Par Value $.01   PRU   New York Stock Exchange
5.950% Junior Subordinated Notes   PRH   New York Stock Exchange
5.625% Junior Subordinated Notes   PRS   New York Stock Exchange
4.125% Junior Subordinated Notes   PFH   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 


Item 5.07

Submission of Matters to a Vote of Security Holders

The Annual Meeting of Shareholders of Prudential Financial, Inc. (the “Company”) was held on May 13, 2025. Shareholders voted as follows on the matters presented for a vote.

1. The nominees for election to the Board of Directors were elected, each for a one-year term, based upon the following votes:

 

Nominee

   For      Against      Abstain      Broker
Non-Votes
 

Gilbert F. Casellas

     192,557,349        15,418,543        1,195,614        48,093,555  

Carmine Di Sibio

     206,800,403        1,210,667        1,160,436        48,093,555  

Martina Hund-Mejean

     194,871,209        13,216,303        1,083,994        48,093,555  

Wendy E. Jones

     203,264,597        4,698,505        1,208,404        48,093,555  

Charles F. Lowrey

     193,754,013        14,066,161        1,351,332        48,093,555  

Sandra Pianalto

     204,055,901        3,897,043        1,218,562        48,093,555  

Christine A. Poon

     195,549,362        12,543,938        1,078,206        48,093,555  

Andrew Sullivan

     203,856,712        4,201,164        1,113,630        48,093,555  

Michael A. Todman

     199,167,116        8,839,986        1,164,404        48,093,555  

2. The proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm was approved based upon the following votes:

Votes for approval: 239,113,054

Votes against: 17,311,829

Abstentions: 840,178

There were no broker non-votes for this item.

3. The proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers was approved based upon the following votes:

Votes for approval: 189,280,808

Votes against: 18,019,167

Abstentions: 1,871,531

Broker non-votes: 48,093,555

4. The shareholder proposal regarding an independent board chairman was not approved based on the following votes:

Votes for approval: 73,749,437

Votes against: 133,569,178

Abstentions: 1,852,891

Broker non-votes: 48,093,555


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: May 13, 2025

 

PRUDENTIAL FINANCIAL, INC.
By:  

/s/ Brian P. Spitser

Name:   Brian P. Spitser
Title:   Vice President and Assistant Secretary