UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Item 3.02. | Unregistered Sales of Equity Securities. |
On May 15, 2025, Veeco Instruments Inc. (the “Company”) completed separate, privately-negotiated transactions with the holders of all of its $25.0 million in aggregate principal amount of 3.75% Convertible Senior Notes due 2027 (the “Notes”) in which the holders exchanged their Notes (the “Exchanges”) for an aggregate of 1,643,084 shares of the Company’s common stock, $0.01 par value per share (the “Common Stock”), and aggregate cash payments of approximately $5.4 million, inclusive of accrued and unpaid interest. Following the Exchanges, the Notes were cancelled and the Indenture, dated May 18, 2020 (the “Indenture”), between the Company and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee, governing the Notes was satisfied and discharged. As a result, the Company has been released from its obligations under the Indenture.
The issuances of shares of Common Stock in the Exchanges were made pursuant to the exemption from registration provided in Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”).
Item 7.01. | Regulation FD Disclosure. |
On May 15, 2025, the Company issued a press release (the “press release”) regarding the Exchanges. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K. The information furnished pursuant to this Item 7.01 and Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of such section, nor shall it be deemed incorporated by reference in any filing of the Company under the Securities Act, or the Exchange Act, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference in such filing.
Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
Exhibit No. | Description | |
99.1 | Press Release issued May 15, 2025 | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
May 15, 2025 | VEECO INSTRUMENTS INC. | |
By: | /s/ Kirk Mackey | |
Name: | Kirk Mackey | |
Title: | Vice President, General Counsel |
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