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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): 4/29/2025

 

 

UMB FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

 

 

Commission File Number: 001-38481

 

MO

43-0903811

(State or other jurisdiction of

(IRS Employer

incorporation)

Identification No.)

 

1010 Grand Blvd., Kansas City, MO 64106

(Address of principal executive offices, including zip code)

 

(816) 860-7000

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities Registered Pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $1.00 Par Value

UMBF

The NASDAQ Global Select Market

Depositary Shares, each representing a 1/400th interest in a share of 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A

UMBFP

The NASDAQ Global Select Market

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

 

The annual meeting of shareholders of the Company was held on April 29, 2025 (the “Annual Meeting”). As of the record date, there were a total of 72,655,215 shares outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 65,308,613 shares were represented in person or by proxy, therefore, a quorum was present. The following proposals were submitted by the Board of Directors to a vote of the shareholders:

1. Election of 16 directors to hold office until the 2026 annual meeting of shareholders. The nominees for the directorships received the following votes:

 

Director

 

For

 

 

Against

 

 

Abstain

 

 

Broker Non-Votes

 

 Robin C. Beery

 

 

57,831,910

 

 

 

1,462,399

 

 

 

24,464

 

 

 

5,989,838

 

 Janine A. Davidson

 

 

57,894,577

 

 

 

1,387,905

 

 

 

36,291

 

 

 

5,989,838

 

 Kevin C. Gallagher

 

 

57,273,535

 

 

 

2,019,560

 

 

 

25,679

 

 

 

5,989,838

 

 Greg M. Graves

 

 

56,616,847

 

 

 

2,661,578

 

 

 

40,348

 

 

 

5,989,838

 

 Bradley J. Henderson

 

 

58,223,765

 

 

 

1,065,222

 

 

 

29,786

 

 

 

5,989,838

 

 Jennifer K. Hopkins

 

 

58,378,397

 

 

 

871,188

 

 

 

69,188

 

 

 

5,989,838

 

 J. Mariner Kemper

 

 

56,814,595

 

 

 

2,467,978

 

 

 

36,200

 

 

 

5,989,838

 

 Gordon E. Lansford, III

 

 

58,054,892

 

 

 

1,239,496

 

 

 

24,385

 

 

 

5,989,838

 

 Margaret Lazo

 

 

58,270,453

 

 

 

1,004,261

 

 

 

44,059

 

 

 

5,989,838

 

 Susan G. Murphy

 

 

58,347,371

 

 

 

914,003

 

 

 

57,400

 

 

 

5,989,838

 

 Timothy R. Murphy

 

 

58,007,543

 

 

 

1,286,342

 

 

 

24,889

 

 

 

5,989,838

 

 Tamara M. Peterman

 

 

57,808,536

 

 

 

1,471,693

 

 

 

38,544

 

 

 

5,989,838

 

 Kris A. Robbins

 

 

57,202,191

 

 

 

2,090,546

 

 

 

26,037

 

 

 

5,989,838

 

 John K. Schmidt

 

 

58,287,664

 

 

 

943,444

 

 

 

87,665

 

 

 

5,989,838

 

 L. Joshua Sosland

 

 

56,768,480

 

 

 

2,497,419

 

 

 

52,874

 

 

 

5,989,838

 

 Leroy J. Williams, Jr.

 

 

58,062,750

 

 

 

1,232,024

 

 

 

23,999

 

 

 

5,989,838

 

 

Based on the votes set forth above, each of the nominees was elected to serve as a director until the annual meeting in 2026.

 

2. Advisory vote (non-binding) on the compensation paid to our named executive officers.

 

For

 

 

Against

 

 

Abstain

 

 

Broker Non-Votes

 

 

58,138,393

 

 

 

965,678

 

 

 

214,702

 

 

 

5,989,838

 

 

 

3. Ratification of the Corporate Audit Committee's engagement KPMG LLP to serve as the Company's independent registered public accounting firm for 2025. The proposal received the following votes:

 

For

 

 

Against

 

 

Abstain

 

 

Broker Non-Votes

 

 

64,122,432

 

 

 

944,053

 

 

 

242,127

 

 

 

—

 

 

 

 

Item 9.01 Financial Statements and Exhibits

 

104

The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

 

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

UMB FINANCIAL CORPORATION

 

 

By:

 

 

/s/ Ram Shankar

 

Ram Shankar

Chief Financial Officer

Date: May 2, 2025